Ten Commandments of Good Historical Writing
by Theron F. Schlabach
With apologies to the Author of the original ten
I. Thou shalt begin with an outline that buildeth thy
entire paper around thy central ideas.
An outline built around a THESIS AND SUBTHESES will do the job
much
better than one that only categorizes information or puts it into
chronological order--although topical analysis and narrative also have
their uses. In any case, whether you organize by thesis-subthesis,
topic, or narrative, your central task is to ask penetrating,
interpretive questions of your sources. Therefore structure your
outline to let incidental facts recede as supporting evidence, and to
emphasize answers to intelligent questions.
Facts and details should always support the main ideas in
evident ways.
Do not relegate the real point (or points) of the paper to
the conclusion.
II. Thou shalt avoid self-conscious discussion of thy
intended
purposes, thy strategy, thy sources, and thy research methodology.
Draw your reader's attention to the points you are making, not
to
yourself and all the misery and sweat of your process of research and
writing. Keep the focus on what you have to say, not on the question of
how you hope to develop and say it. Do not parade around in your mental
underwear. Show only the well-pressed and well-shined final product.
Avoid self-conscious-sounding phrases such as: "now let us
turn to"; "I
will demonstrate that"; "now we see that"; even "I think that", or
(even worse) "I feel that".
Avoid use of first person.
If you must discuss methodology, do it in a preface;
discussing sources is fine, but in a bibliographical essay.
Phrases that tell your reader explicitly what you intend to do
or to do
next, or that tell explicitly where to see emphasis, are crutches. They
indicate weaknesses in your paper's implicit development and emphasis.
The above does not mean that you offer the reader no cues and
clues.
Yes, it is important, in the opening paragraph or two of a paper or a
section, to lay out the essential question(s) you will address and
often to hint at the answers you may find. But do it artistically, not
with a heavy hand.
In the cases of historiographical papers and book reviews you
may of
course discuss sources. Those cases are exceptions. There may be other
exceptions.
III. Thou mayest covet other writers' ideas but thou
shalt not steal them.
Document EVERY quotation, paraphrase, or crucial idea that
you borrow from a source.
Document those facts which you cannot consider common textbook
knowledge--especially those which could be controversial or which are
crucial to the development of your argument, analysis, or narrative.
If there get to be too many footnotes, combine some or all
that refer
to a given paragraph. However, never make one footnote cover material
in more than one paragraph. When in doubt, footnote.
IV. Thou shalt strive for clarity above cuteness;
thou
shalt not use jargon when common language will serve, nor a large word
when a small one will serve, nor a foreign term when an English one
will serve, nor an abstract term where a vivid one is possible.
Learn first of all to write lean, tough, logical, precise
prose. After
you have learned that, you may begin to experiment with metaphors,
allusions, and fancily turned phrases. But use these only if they add
to communication and do not clutter it up.
Never use more words when you can make the point with fewer.
Trying to impress your reader with obscure vocabulary,
erudition in
foreign or specialized verbiage, and all such pretension, is absolutely
out.
Take special care to keep verbs in their active, verb form,
rather than
changing them into abstract nouns, usually with "tion" endings. ("She
helped organize." Not: "She helped in the organization of." "He was one
who used Marx's ideas." Not: "He participated in the utilization of the
ideas of Marx.")
V. Remember thy paragraph to keep it a significant
unity;
thou shalt not fragment thy discussion into one short paragraph after
another, and neither shalt thou write a paragraph that fails to develop
a topical idea.
Think of the paragraph as an
instrument to develop an idea. The paragraph should have a recognizable
idea, usually as a topic sentence.
Usually, three sentences are minimum for a good paragraph, and
most
paragraphs should have more. Short paragraphs seldom develop ideas or
nuances. They are for people with very short attention spans (which
partly explains why journalists use them).
Maximum length for a good paragraph is roughly one typed,
double-spaced
page, although a paper full of such long paragraphs will be tiring. A
good length for most is 1/2 to 3/4 page.
There are times to violate the
no-one-or-two-sentence-paragraph rule,
especially: to make a succinct statement stand out sharply for
emphasis; or, to make a transition to a new section of the paper.
VI. Thou shalt write as if thy reader is
intelligent--but
totally uninformed on any particular subject: hence, thou shalt
identify all persons, organizations, etc., and shalt in every way try
to make thy paper a self-sufficient unit.
Here, the
chief temptations are: to plunge into a subject without adequately
establishing time, place, and context; and, to refer to authors and to
obscure historical events as if everyone knew of them. The motive may
even be snobbery, showing off one's esoteric knowledge.
So, do not refer to facts in language that implies that the
reader is
already familiar with them, unless you have first established the
facts. To do so may make the reader feel dumb. Often this rule means:
using "a" or no article at all instead of using "the" or a possessive
pronoun; and, not putting the reference in a subordinate clause.
In the first reference to a person, organization, or whatever,
give the
complete name (not only initials). Thereafter, unless a long space has
elapsed, you may refer to a person only by last name (seldom the
familiarity of only the first name). In the case of an organization,
after the first reference you may use an acronym (e.g., CIA for Central
Intelligence Agency) if you have made the meaning of the acronym clear.
VII. Thou shalt use quotations sparingly and
judiciously,
only for color and clarity; if thou must quote, quotations should not
break the flow of thine own language and logic, and thy text should
make clear whom thou art quoting.
Effective quotation
is a literary device--not a way to transfer information unprocessed and
undigested from your sources to your reader.
Quoting does NOT add authority, unless you have already
established
that the source carries authority. Even then, paraphrasing may do as
well or better. (Often, you should be able to write better than did the
original author!)
Usually, for art's sake, do not quote whole sentences. Your
language
will flow better, without strange sentence structure and abrupt shifts
in style, if you quote only short phrases and merge them nicely into
your own stream of language.
Indented block quotations are out! If a quotation gets beyond
about
four lines (heaven forbid!), break it up, paraphrase, do something--but
do not make notches at the edge of your paper that signal a coming mass
of undigested material.
VIII. Thou shalt not relegate essential information
to thy footnotes
Normally, discursive footnotes should be very few. If the
information
is important enough to print, get it into the text; if not, save the
paper.
IX. Thou shalt write consistently in past tense,
and in other ways keep thy reader firmly anchored in time.
The "historical present" causes more confusion than it is
worth. Sense
of time and context is first among the historian's contributions.
Writing of past events in the present tense is usually evidence that
the author lacked appreciation for historical setting.
Historical essays and book reviews present special problems.
But even
the author's act of writing a book took place in the past, even if only
a year or two ago. Thus, Hofstadter ARGUED, not "argues", in his Age
of Reform.
Hofstadter is now dead, and presumably cannot argue (present tense).
Even if he were still living, we do not know that he has not changed
his mind; authors do change their minds. On the other hand, the book,
if it is the subject of the verb, does always continue to make the same
point, so that you do use present tense. Thus, Hofstadter's Age of
Reform "argues," not "argued".
As you write, frequently intersperse time phrases: "in 1907",
"two
years later", whatever. If the date is the more important, state the
date; if time elapsed is the more important, use a phrase such as "two
years later".
Perfect tense is very helpful, indeed often necessary, for
keeping the
time line clear--especially when you shift or flash forward or backward
from some reference point in time. ("In August, 1893 Smith met Jones at
the World's Exhibition in Chicago. Three years earlier they had met in
London. Now they met as old friends.") Note "had met".
X. Thou shalt not use passive voice.
Passive voice destroys clarity because often it does not make
clear who
did the acting. ("The order was given.") In such cases, it fails to
give complete information. Or even if it does give the information
("The order was given by Lincoln.") it gives it back-end-forward. Why
not: "Lincoln gave the order."?
If you write many sentences in passive voice, check whether
your
language is not generally abstract and colorless. Passive voice almost
always goes with a style that lacks vigor and clear, direct statement.
Some people have the notion that passive, colorless writing
shows scholarly objectivity. The idea is pure rot.
Copyright © 1996 by Theron F. Schlabach. gwschlabach@stthomas.edu.
Last updated: 12 July 2000.
Permission has been granted to reproduce this document
for
non-commercial educational purposes, on the condition that the author
receives credit. Theron F. Schlabach is a professor of history at
Goshen College, in Goshen, Indiana.
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