University of Delaware
Policies and Procedures Manual


Section: Personnel
Policy Number: 4-1
Policy Name: Affirmative Action Recruitment Policy for Faculty, Professional and Salaried Staff Members
Date: January 2000
Revisions: February 12, 2002; March 6, 2002, January 29, 2003, July 19, 2006

  1. THE GOAL OF AFFIRMATIVE ACTION

  2. The University of Delaware seeks to hire, retain, and promote highly qualified faculty and staff with appropriate representation of protected class members including women, ethnic minorities (Black, Hispanic, Asian, American Indian), Vietnam-era veterans, disabled veterans and persons with a disability, and to assure that there is no discrimination because of age. Equal opportunity and affirmative action hiring goals are specified by federal Executive Orders 11246 and 11375.
     

    1. The Goal Setting Process

    2.  
    3. Hiring Goals

    4.  
  3. THE RECRUITMENT PROCESS

  4. The following sections of the Manual set forth the procedures for filling faculty, professional and salaried staff vacancies. The Appendix describes strategies for effective faculty and professional searches and contains sample forms to help comply with University procedure and equal employment and affirmative action regulations. The Office of Affirmative Action should be contacted whenever a more detailed explanation is needed (302-831-2835).

      A.   Search Procedures for Faculty
        B.   The Search Process (Faculty)
       
      1. The provost must authorize a request to fill a faculty vacancy. Once approval is obtained, the department must complete the top portion of a Position Request Form (F/P) and obtain the appropriate dean's signature. The dean, chair or appropriate academic officer then establishes the recruitment procedures and appoints a search committee chair and the membership of the search committee.
      2. When the composition of the search committee has been proposed, the chair or appropriate academic administrator forwards the list of proposed members on the Recruitment Summary Form to the Office of Affirmative Action. The proposed members are to be listed name, race and gender. The search committee should adequately represent a diverse background. With the approval of the Office of Affirmative Action, the search committee may include alumni or employees of relevant businesses and industries. The Office of Affirmative Action approves the composition of the search committee and returns the Recruitment Summary Form. [See checklist]
      3. The position announcement for faculty, department chairpersons, and academic unit administrators should contain the statement "The curriculum vitae and letters of reference shall be shared with departmental faculty." THE SEARCH COMMITTEE SHOULD INFORM THE CANDIDATES THAT TO PROPERLY EXERCISE THE ROLE OF DEPARTMENT FACULTY IN THE SELECTION OF FACULTY, DEPARTMENT CHAIRS AND ACADEMIC ADMINISTRATORS, SEARCH COMMITTEES WILL SHARE TE CURRICULA VITAE AND LETTERS OF REFERENCE WITH DEPARTMENT FACULTY.
      4. The search committee chair holds an initial meeting so that the dean, department chair or unit administrator (as appropriate) can charge the committee, discuss the unit's affirmative action utilization goals and assist in the development of the position announcement which must include a closing date. As needed, the Office of Affirmative Action will provide a representative to attend this meeting to answer questions about the search process.
      5. Copies of the proposed position announcement, job description, the Recruitment Advertisement Form and the Recruitment Summary Form are forwarded to the Office of Affirmative Action. [See checklist] Approval by the Office of Affirmative Action normally takes three (3) working days from receipt of these materials and authorizes initiation of the search process. In those instances where additional recruitment sources are suggested or there are questions concerning the position announcement or the composition of the search committee, the Office of Affirmative Action will make these concerns known to the search committee chair within three (3) working days of receiving the materials.
      6. The Office of Affirmative Action sends the approved position announcement to the Office of Employee Services for advertisement in approved recruitment sources. A copy is also sent to the search committee chair. The Office of Employee Services obtains cost estimates for the advertisements and forwards the estimates to the search committee chair.
      7. Each applicant for a faculty vacancy receives an Applicant Information Form with the position number printed in red ink and a letter of acknowledgment from the chair of the search committee. Applicants return the Form to the Office of Employee Services. Prospective candidates may not be interviewed until this form is completed; the form may be provided to the candidate at the time of the interview. In searches to fill positions in underutilized departments/ units, the Office of Affirmative Action notifies the search committee chair when protected class members are identified.
      8. The Office of Affirmative Action must review the pool of finalists selected by the search committee for the vacant faculty position. The search committee chair submits, on the Recruitment Summary Form, the list of finalists, copies of their application materials and curricula vitae to the Office of Affirmative Action PRIOR TO SCHEDULING INTERVIEWS WITH FINALISTS AND PRIOR TO LETTERS OF REJECTION BEING SENT TO OTHER APPLICANTS. [See checklist] Written justification for the inclusion or exclusion of individuals from the finalist pool will be necessary in all instances. The Office responds to the search committee chair within three (3) working days from the receipt of the Recruitment Summary Form.
      9. Final recommendations of the search committee for filling the vacant faculty position are forwarded by the search committee chair to the department chair and to the dean. The dean or appropriate academic officer submits the name of the individual recommended for faculty appointment to the Office of Affirmative Action prior to offering the position to the candidate of choice. [See checklist]
      10. The Office of Affirmative Action will respond within three (3) working days concerning the recommended candidate. Affirmative action approval is required before an offer of appointment can be made. [See checklist]
      11. The search committee chair is responsible for forwarding copies of all requested resumes and a copy of the completed Recruitment Summary Form to the Office of Affirmative Action.

      12.  
      C.   Instances In Which A Search Is Not Necessary (Faculty)
      Limited Term Full- and Part-time Appointments of One Year or Less
        The temporary nature of a faculty appointment or the funding source of the limited term appointment (non-renewable funds) may make it more practical to appoint an individual rather than to conduct a search. This applies to portend full-time limited term faculty positions of one year or less that have no assurance of conversion to permanent status and to part-time opportunities such as teaching on S-Contracts. However, Recruitment Summary Forms are necessary for all hires. When a search committee is not used, good faith efforts should be made to identify and recruit qualified protected class members where underutilization exists. Specific instances when the selection process may be modified are listed below:
         
          • A dean or appropriate academic officer may request approval from the Office of Affirmative Action to appoint a person without a search to fill a limited term, full-time position of up to one year in length when the source of funding is nonrenewable and a qualified candidate is available. However, departments and units that need a number of limited term instructors each year should establish an applicant pool through periodic advertisement. The Recruitment Summary Form should be used to convey this information to the Office of Affirmative Action.
          • If a limited term position is continued beyond one year because of the unexpected renewal of funds or a new source of funding has been found, a dean may reappoint the incumbent or appoint another qualified candidate without a search. The Office of Affirmative Action may request the dean to evaluate any limited term position which extends beyond three years on nonrenewable funds to determine if the position should be converted to permanent status.
          • When a full-time limited term position of any duration is converted to a permanent position, it is considered a "new" position and falls under the affirmative action search process. A search should be conducted to fill the position unless the incumbent (with limited term status) was hired after a search. It is strongly recommended that a search be conducted at the outset for any limited term position where the likelihood exists of conversion to permanent status.

          •  
      Limited Term (Visiting) Faculty Interim/Acting Appointments Post Doctoral Appointments Teaching and Research Assistants


      D.   Search Procedures for Professional Staff
       


      E.   The Search Process (Professional)

      F.   INTERNAL SEARCH (PROFESSIONAL)
      A search at the professional level which is only done internally within the University requires initial authorization from the Office of the Executive Vice President or the Provost and approval from the Office of Affirmative Action before internal advertisement occurs. Once approval is given, the appropriate academic/administrative department head appoints a search committee chair.
        G.   Instances in Which a Search Is Not Necessary (Professional)
      Limited Term, Full- and Part-time Appointments (one year)
        As was noted in the previous section on faculty searches, the temporary nature of a professional appointment or the funding source of the limited term appointment (nonrenewable funds) may make it more practical to appoint personnel rather than to conduct a search. In these instances, every effort should be made to identify and appoint protected class members, especially into positions where they are underutilized. This includes part and full-time limited term positions of up to one year in length that do not have any likelihood of conversion to continuing status and part-time opportunities such as teaching on S-Contract. The examples set forth for appointment of faculty also apply to professional staff members.
      Exceptional Situations
        In special cases, where there is demonstrated underutilization of minority group members or women, a dean, vice president or unit administrator may promote or redistribute responsibilities to a qualified protected class member without a search. Such action requires consultation with the Office of Affirmative Action.
      Positions Funded by External Contracts and Grants
        It is normally expected that affirmative action searches will be conducted when hiring professional staff under the terms of a multi-year contract or grant. However, if funding for positions exceeds those identified in the original grant application, the dean, vice president or unit administrator may appoint a person without a search to fill the positions) for one year. If the position being filled is a new position it will require the President's approval. Principal investigators are encouraged to identify experts with unique skills and students who contributed to the development of the grant application so that the grant is initially funded with as many of the project staff identified as possible. If a specific individual is critical to the research process, then the funding request should identify that individual.
      Interim Appointments
        A vice president, dean, or unit administrator may appoint a professional staff member to fill a position vacancy on an acting basis in order to maintain the functioning of a unit or a central administrative office. Initiation of the search process to fill the position should normally begin at the same time the acting appointment is announced. In areas of underutilization, protected class members should be considered for "acting" appointments so that they can gain additional professional experience. A Recruitment Summary Form is sent to the Office of Affirmative Action.


      H.   Search Procedures for Salaried Staff
       

        1. Creating A New Position (full-, part-time, limited term)
          • Units seeking to create a new salaried staff position must complete a Request for Classification Questionnaire (classification forms can be obtained from Central Stores) to establish an appropriate classification and salary range for the position.
          • Units must obtain approval from the appropriate Vice President or Dean to establish a new position. The vice president or dean forwards request to the provost or the executive vice president as appropriate for approval.
            The provost or executive vice president forwards request to the president for approval.
            If approved by the president, recruiting procedures outlined by the affirmative action office are followed.
        1. Replacing An Existing Position (full-, part-time, limited term)
          Authorization to replace an existing position must be approved by the dean/vice president or the provost/executive vice president.


      I.   The Search Process (Salaried Staff)

         
        1. The search process begins when the hiring unit forwards an approved Personnel Requisition Form to the Office of Employee Services. The Personnel Requisition form must have the approval of the appropriate vice president, dean or provost.
        2. The position is advertised in the University's Employment Telephone Hotline, the Internet, and in Update for at least one week. A printed copy of the position announcement is sent to over 100 external sources (state employment agencies, special advocacy groups and community centers). The Employee Services representative assists in placing advertisements in local newspapers and external publications, if requested. The cost for advertisement is paid by the hiring unit.
        3. After the position has been advertised for at least one week, the Office of Employee Services sends the resumes of qualified candidates to the hiring unit, taking into consideration the unit's level of utilization and affirmative action goals. A list of finalists for the position identified by race and gender is sent by the Office of Employee Services to the Office of Affirmative Action.
        4. The hiring unit reviews these resumes and indicates to the Employee Services representative the candidates to be interviewed. If protected class members are included in the interview pool and not selected for an interview, the Employee Services representative informs the Office of Affirmative Action of the hiring unit's decision before interviews are scheduled.
        5. The Employee Services representative schedules interviews and confirms appointment times with the hiring unit. The hiring unit conducts interviews.
        6. The Employee Services representative conducts all reference checks and discusses findings with the hiring unit.
        7. The hiring unit documents the job-related reasons for rejecting candidates for the position and identifies individuals to be hired and the reasons therefore. This information is then forwarded to the Office of Employee Services for review. The Office of Employee Services forwards the justifications to the Office of Affirmative Action for approval.
        8. The Office of Employee Services representative contacts the finalist, extends a salary offer, and sets a starting date in consultation with the hiring unit.

        9.  
  1. ADVERTISING PROCEDURES

  2. The Office of Employee Services provides a centralized process for advertising vacant faculty and administrative/professional positions. This includes: the preparation and placement of ads consistent with University guidelines and publication requirements; monitoring advertisement costs; and serving as a repository for advertisement requests.
     

  3. Functions of A Search Committee (Faculty and Professional Positions)

  4. The search committee plays a key role in the recruiting, selecting and hiring process. Each member is responsible for ensuring that fair and equitable treatment is given to all applicants. Committee members are expected to carefully review applicant files, to participate actively in the selection of candidates for campus interviews and to maintain strict confidentiality concerning committee deliberations. The following outline highlights major committee functions:
     

      For Faculty Searches:

      The search committee should meet as soon as possible after interviews are concluded to discuss their findings and prepare a recommendation for the department chair (dean) and the Office of Affirmative Action. Committee members should carefully review the qualifications of each candidate including the letter of application, curriculum vitae, references and the remarks of those who participated in the interview. Depending on the original charge, a committee may be required to rank order candidates, i.e., the top three or five candidates. In evaluating professional qualifications, the committee should insure that all candidates are given equal opportunity and that subtle forms of bias are avoided. Committee conclusions should be recorded and summarized.

      The position announcement for faculty, department chairpersons, and academic unit administrators should contain the statement "The curriculum vitae and letters of reference shall be shared with departmental faculty." THE SEARCH COMMITTEE SHOULD INFORM THE CANDIDATES THAT TO PROPERLY EXERCISE THE ROLE OF DEPARTMENT FACULTY IN THE SELECTION OF FACULTY, DEPARTMENT CHAIRS AND ACADEMIC ADMINISTRATORS, SEARCH COMMITTEES WILL SHARE TE CURRICULA VITAE AND LETTERS OF REFERENCE WITH DEPARTMENT FACULTY.

      The final written recommendation should be signed or initialed by all committee members and forwarded to the Office of Affirmative Action together with the candidates' files and committee documentation of the interview process. A copy of the recommendation should also be forwarded to the department chair. A copy of the completed Recruitment Summary Form is forwarded to the Office of Affirmative Action and the hiring department retains all resumes for 3 years.

         
      For Professional Searches:

      Committee deliberations for recommending a candidate to fill a professional staff position follow the same procedures as outlined above for faculty. A dean, vice president or unit administrator may wish to meet with the search committee to review their findings before the final written recommendation is sent forward. The meeting may be part of the procedure established at the outset of the search or a request may be made by the hiring officer to the search committee chair during the search process.
       

  5. Checklist for the Search Process
  6. SEARCH PROCESS DATE
    Authorization for recruitment given by dean, vice president or appropriate unit administrator and the Executive Vice President or Provost.
    Search committee chair appointed, search committee identified, search procedure developed. Appropriate section of Recruitment Summary Form completed.
    Affirmative action approval of job description, position announcement, and committee membership. Appropriate section of Recruitment Summary Form completed.
    Announcement of position vacancy posted in professional journals, appropriate publications of minority and women's associations and in Vita Banks, with NASULGC, colleges and universities, etc.
    Search committee meets and reviews applications; develops a list of final candidates. List forwarded to dean, vice president or appropriate unit administrator and to the Office of Affirmative Action. Appropriate section of Recruitment Summary Form completed.
    The Office of Affirmative Action reviews the final pool.
    Interviews conducted; finalist recommended, as appropriate, to department chair, dean, unit head, vice president or Provost. Appropriate section of Recruitment Summary Form completed.
    Office of Affirmative Action informs search chair that approval process has been completed.
    Search committee chair informs Office of Affirmative Action and, as appropriate, the department chair, dean, vice president or unit head of the result of the offer to hire.
ALL FORMS CAN BE PURCHASED FROM CENTRAL STORES
  1. Definition of Protected Class Members
    Protected class members are individuals identified under Title VII of the Civil Rights Act as amended and Executive Order 11246. The following groups are considered to be "protected" under operative equal opportunity and affirmative action legislation:
     
  1. Employment of Non-U.S. Citizens

  2. The Immigration Act of 1990, enacted in October, 1991, imposes strict federal regulations on employers. To comply with the law, the University of Delaware must verify the identity and employment eligibility of anyone hired - regardless of the source of funding. The I-9 form*, Employment Eligibility verification Form, must be completed by every person who is hired.

    To complete the I-9 form, which ultimately generates remuneration, the foreign employee (non U.S. citizen) must possess a visa type that permits him/her to receive payment/salary. As the Foreign Student and Scholar services is responsible for completing the I-9 form for all foreign employees, it is imperative that departments contact that office prior to hiring such individuals. INDIVIDUALS NOT WITHIN THE PROPER VISA STATUS WILL NOT BE ABLE TO RECEIVE PAYMENT. Please contact Foreign Student and Scholar Services (831-2115) for further information - the staff will be happy to advise you.

    * A new I-9 form will be come available in the coming months.
     

  3. Pre-Employment Interview

  4. Understanding the types of questions that are appropriate and lawful to ask during a pre-employment interview is essential to complying with our equal opportunity obligations. The following guidelines are designed to help you understand the types of questions that are appropriate to ask during a pre-employment interview. The University of Delaware's application form is intended to be nondiscriminatory. Therefore, it can not be emphasized too strongly that you may ask certain questions about age, race, color, religion, sex or national origin ONLY if such questions are job related. If you are unsure what questions are permitted or not permitted, please contact the Office of Affirmative Action and Multicultural Programs for advice. There are three guidelines you should follow:
     

      1. Ask only for information you intend to use in making a hiring decision.
      2. Know in advance how you will use the information to make that decision.
      3. Recognize that it is difficult to defend the seeking of information which is not directly relevant to the job.

      4.  
      TYPICAL INQUIRIES
        We have a responsibility to make an effort to accommodate employees and hire persons with disabilities as long as the accommodation does not create an undue hardship or the person with the disability does not create an immediate threat to the health and safety of that person or others. Our obligation does not require that a job be designed for the person with a disability.

  5. INFORMATION AND CONTACT NUMBERS

  6.  
  1. ATTACHMENTS
Attachment 1 (Sample Only)
One of the oldest institutions of higher education in this country, the University of Delaware today combines tradition and innovation, offering students a rich heritage along with the latest in instructional and research technology. The University of Delaware is a Land-Grant, Sea-Grant and Space-Grant institution, with its main campus in Newark, Del., located midway between Philadelphia and Baltimore. The University of Delaware has 10 colleges: Agricultural Sciences; Arts and Science; Business and Economics; Education; Engineering; Human Resources; Marine Studies; Nursing; Physical Education, Athletics and Recreation; and Urban Affairs and Public Policy. 

Applications are now being accepted for a variety of positions.

 
- #94F031 Chairperson, Electrical Engineering - REQUIREMENTS: Earned doctorate in electrical engineering or a closely related field. Nationally recognized for scholarly accomplishments in an area compatible with the programs of the department. Must show administrative potential and have the vision and enthusiasm to maintain and develop the electrical engineering program. In addition to the undergraduate program, there is an active graduate program offering both M.E.E. and Ph.D. degrees. CONTACT: Send nominations and applications, including a current resume and names of three references, by Jan. 3, to: Mark A. Barteau, Chairperson, Electrical Engineering Search Committee, Chemical Engineering Department, University of Delaware, Newark, DE 19716; phone 302-831-8905.

- #94F027 Assistant Professor of French, Foreign Languages and Literature--Full-time, time, two year renewable appointment, non-tenure track (tenure-track position possible, pending administrative approval). REQUIREMENTS: Earned Ph.D. and native or near-native speaking ability in both French and English. Specialization in 17th century literature. DUTIES: Teach French language courses at all levels, French literature and civilization courses and translation courses. Strong commitment to research and teaching essential. AVAILABLE: Sept. 1, 1994. CONTACT: Send letter of application, curriculum vitae, three letters of recommendation, graduate transcript and telephone numbers by Nov. 15, to: French Search Committee, Department of Foreign Languages and Literatures, University of Delaware, Newark, DE 19716.

-94F030 Assistant Professor, Business Administration-A tenure-track position, pending final approval. REQUIREMENT: Must have completed all Ph.D. requirements by Sept. 1, 1994. Ability and commitment to publish in leading marketing journals. Should possess effective teaching skills. High quality teaching at the MBA-level is desirable. Preference will be given to applicants with interests in at least one of the following areas: sales, business-to-business marketing and strategy. One to four years? experience as an assistant professor helpful. CONTACT: Send a resume by Nov. 1 to: John H. Antil, Department of Business Administration, University of Delaware, Newark, DE 19716.

-94F029 Assistant Professor, Business Administration -A tenure track position in operations management. REQUIREMENTS: Completed or anticipated completion of Ph.D. in a related discipline by Sept. 1, 1994. Must provide evidence indicating a strong commitment to scholarly research and effective teaching. Interest in quality management including applied statistics, data analysis, statistical process control and experimental design. Able to teach topics in the quality and productivity improvement area and traditional production management. DUTIES: Teach in both the undergraduate business and MBA program at DuPont and a new Executive MBA program scheduled for introduction in fall 1994. CONTACT: Send a complete resume and three letters of reference, by Dec. 1, to: Erwin M. Saniga, Operations Management, Department of Business Administration, University of Delaware, Newark, DE 19716.

-#94F024 - Assistant Professor, Electrical Engineering-A tenure-track position in the area of electronic devices and materials. REQUIREMENTS: Must have a Ph.D. in electrical engineering or a closely related field. Interest in innovative semiconductor optoelectronics for heterostructure devices. Strong background in the applications of electromagnetics and quantum principles to these areas are particularly desirable. Must be committed to a career in experimental research and teaching. CONTACT: Send a resume, a description of research and teaching interests and the names and addresses of three references, by Jan. 3, to: Search Committee/DM, Department of Electrical Engineering, University of Delaware, Newark, DE 19716.

The University of Delaware is committed to assuring equal opportunity to all persons and does not discriminate on the basis of race, color, gender, religion, ancestry, national origin, sexual orientation, veteran status, age or disability in its educational programs, activities, admissions or employment practices as required by Title IX of the Education Amendments of 1972, Title VI of the Civil Rights Act of 1964, the Rehabilitation Act of 1973, the Americans with Disabilities Act, other applicable statutes and University policy. Inquiries concerning these statutes and information regarding campus accessibility should be referred to the Affirmative Action Officer, 305 Hullihen Hall, (302) 831-2835 (voice), (302) 831-4552 (TDD). For more information on these positions or
on other openings at the University of
Delaware, please contact:

Ronald F. Whittington
Affirmative Action Director
University of Delaware
Newark, DE 19716
Telephone (302) 831-2835

 

Attachment 2 (Sample Only)
UNIVERSITY OF DELAWARE
RECRUITMENT ADVERTISEMENT FORM


Position Title: ___________________________  Position Number: __________________ 
_ Executive/Adminsrative  _  Faculty  _  Professional  _  Salaried Staff
Department: ______________________________________________________
_ Full-time    _ Replacement             Incumbent _____________________
_ Part-time   _ New Position            Date Classified__________________
Classification Level ________________________
Affirmative Action:  Date Received ____________________________
Approval _________________________  _______________
                    Signature                      Date
 
(Attach copy of advertisement approved by Affirmative Action)
Where to Advertise:                                    Dates:
____________________________________  _____________________
____________________________________  _____________________

____________________________________  _____________________

____________________________________  _____________________

Recommendation by Affirmative Action:
_______________________________   _____________________
Category for Placement of Ad:_________________________________________________
(Example:  Education, Personnel, Administrative, Research, etc.)
The approved advertisement will automatically be placed on the Employment Hotline (salaried staff and professional positions); U.D. Openings (professional and faculty positions); and Update (salaried staff, professional and faculty positions).
Department Contact ___________________________ Extension __________________
Account Code to charge:___________________________________________________

Signatory Authorization for Account Code:_____________________________________

 DISTRIBUTION: WHITE-Employee Services  CANARY-Affirmative Action  PINK-Department
 

Attachment 3 (Sample Only)

Attachment 4 (Sample Only)


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Please direct questions to the Executive VP office.